The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development, participated in "ESG Disclosure Guidelines in One Report" webinar
Essentially, the amendments would postpone the deadline for the licensed companies subscribing to the National Digital ID (NDID) platform to comply with the e-KYC Guidelines to 1 January 2021, one
? behaviors that could be useful for designing guidelines for financial education suitable for different target groups.Arnond Sakworawich, Ph.D., NIDA Graduate School of Applied Statistics, has summed up his
in this project to help the preparations and develop personal data protection standards. Our deliverables will include development of guidelines, trainings, seminars and preparing online training
Bangkok, April 1, 2013 ? The ASEAN Capital Markets Forum (ACMF) announced today that the securities regulators in Malaysia, Singapore and Thailand have implemented the ASEAN Disclosure Standards
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the Management Team, held a meeting with representatives from the Asian Development Bank (ADB), led by Mr. Winfried Wicklein, Director General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the capital market in addressing social and environmental challenges. During the meeting, both partie...
-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the Guidelines as a manual that asset managers who manage mutual funds, private funds and provident
The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online
Earlier, {X1} had under recorded its liabilities for short-term bills of exchange (B/E) in the annual financial statements for the financial year 2015. The SEC then reviewed the work of {X1}’s auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has therefore suspended the approval for {A} as a capital market auditor for six months, starting from 19 Jan...