-_investment_policy_and_management_plan_9-2013.pdf [ 6 ] Step Three: Develop a Focus List Some public pension funds may have their list of ESG engagement efforts developed externally, as when they are mandated by state legislatures through
market have sufficient mechanism to allow them to safeguard their interest. Such is the fundamental objectives of the SEC and other Thai authorities who have been actively promoting many measures to
auditors in the capital market play a critical role in the financial reporting ecosystem. They are also key impetus to enable the financial reports of the entities in the capital market to reflect their
to thank all parties for their contributions throughout the year to ensure that the Thai capital market will remain the long-standing pillar of our sustainable economy. 4 Message from the Secretary
services used, names of the service providers, and statistics of votes exercised using proxy or advisory services. Principle 5.6 Institutional Investors should disclose their approach to stock lending and
shareholders within 21 days from the day that the Company has notified the Stock Exchange of Thailand. The details of transaction are as prescribed in the attachment no. 4 (Information Memorandum regarding the
the Thai capital market are (1) promotion of good corporate governance, which at present, has received high acceptance and put into practice among both public and private sectors, (2) reduction of
securities business licensees from including in their names the words ?securities company limited.? The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to
. contact person; f. arranger of the offer; and g. other parties who are responsible for disclosure of information contained in the registration statement (if any). C. Auditors Provide the names, addresses
(Thai/English), date of birth, citizenship, sex, marital status, father’s name,/mother’s name, (former) titles, (former) surnames, name of spouse, IP numbers, behavior for visit to the website of the SEC