firm’s strategic and business plan. If yes, please describe. 2 How does the firm conduct the estimation of personnel needs (e.g. developing succession plan)? 3 How does the firm deal with the staff
? Dismisses the case NO. The case is finalized. (in case of the imposition) YES Approve to enforce civil sanctions NO. (in case of the dismissal) EndNO YES Does the alleged willingly undertake the sanctions
its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g., in-house, outsource, network firm? 2) How often the firm performs monitoring function? A2 Does
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