late 2018. Most stakeholders from the business sector and the mutual fund industry generally submitted positive responses supporting the principles. The amendments drafted under the principle-based

Following the earlier public hearing in late March, most business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a draft regulation

markets.Thus, SEC intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at www.sec.or.th/hearing

intends to hear comments at a broader level to ensure the regulatory revision is the most appropriate and efficient and also disseminate the public hearing document at SEC website: www.sec.or.th/hearing

, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The

investment objectives of sustainability development. Nevertheless, the disclosure on the ESG-related features of these mutual funds differ markedly and most of them do not explicitly disclose how the asset

public hearing during 28 October – 27 November 2019 whereby most participants agreed with the SEC’s guidelines. In laying out the single form for capital market transactions, SEC also consulted relevant

the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies and listed companies. SEC, therefore, has a plan to issue regulations that an IPO company must

most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards.  The