Institutional Investors should: Principle 1: Adopt a Clear Written Investment Governance Policy. Principle 2: Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of
Institutional Investors should: Principle 1: Adopt a Clear Written Investment Governance Policy. Principle 2: Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of
according to the asset allocation plan, (4) monitoring and rebalancing the portfolio, to (5) providing consolidated reports for clients’ review. As a result, the service receivers are ready to manage their
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
year Baht 642. 53 million or 87. 40% due to the continuing high demand of new products launched in Q4/ 2020. Moreover, the Company was able to manage inventory to support customer demand by the high
there are adequate measures to manage conflicts of interest; There is no reason to doubt that the management mechanism will be unable to protect the rights of the shareholders or to treat the shareholders
Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform