exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
ที่อยู่ระหว่างรอข้อมูลสำคัญ หรือเครื่องหมาย C (Caution) ในกรณีที่บริษัทจดทะเบียนเข้าลักษณะตามหลักเกณฑ์ที่กำหนด* เช่น• ส่วนของผู้ถือหุ้นมีค่าน้อยกว่าร้อยละ 50 ของทุนชำระแล้วหักส่วนต่ำมูลค่าหุ้น• ยื่น
shall monitor and supervise its personnel, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the
and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel
the KPI against the SPT; and any other relevant information which may enable investors to monitor the progress of the selected KPI. Information may also include when feasible and possible: a qualitative
clearly define the roles and responsibilities of management and monitor management’s proper performance of its duties. * The board should demonstrate a thorough understanding of the division of board and
investors? awareness in helping monitor our capital market and facilitate legal actions against any persons taking advantages of others. Key criteria of the regulations include methods for giving information
monitor investee companies responsibly for clients? best interest. Declaration of voluntary compliance with the I Code is expected for launch in 2017 and the disclosure of information based on the I Code
such information publicly and promptly because financial statements are material information for investors and shareholders to make well-informed investment decisions and monitor company operation.?