report at the head office for the period of no less than five years as from the last date of that calendar year for inspection by the Office. Clause 14. In the case where there is such error with the
online branch and the head office that causes the online branch being unable to provide services to customers, the online branch may cease to provide services temporarily until such error has been
frequent mistake accounts in their industry, they can put more attention into these areas to prevent adjustments. Other Current Assets Accounts Payable Accounts Receivable Costs of Goods Sold Selling & Admin
-class investments ▪ Step 5: Review portfolio implications: ▪ Tracking error ▪ Style factors ▪ Step 6: Monitoring, reporting and audit Screens are often based on data, obtained from third-party providers
aware of the necessity and the importance of compliance inspection including the understanding of the policy and the guideline; (2) Authorises the head of operational and business unit to monitor and
) Authorises the head of operational and business unit to monitor and control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................
/05/2563 วันที่ตอบ : 07/05/2563 คำถาม : ผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (Head of compliance) ถือเป็น
บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด เมื่อวันที่ 2 มิถุนายน 2565 บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด แจ้งผ่านระบบ ของสำนักงานว่า พนักงานรายหนึ่งของบริษัทเริ่มปฏิบัติหน้าที่ Head
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...