○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
controlling power and the nature of business during the preceding year as well as the material changes in the shareholding structure, management or business operation or any other important events (e.g., merger
well as the material changes in the shareholding structure, management or business operation or any other important events (e.g., merger and acquisition) during the past three years ; 1.1.3 Specify
investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights
; (2) A prospectus shall not contain any false, exaggerating, or misleading statement. To prepare a prospectus under paragraph one, a management company may use a diagram or any other method to represent
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