According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1
appraisers for transactions in capital market in the following manners: (1) Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take
allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of
with professional standards and code of ethics; not allowing any acts in the manners that taking advantage of clients and investing public.? Information contained in this news release is as of the
Milindachinla. The said persons cooperated by acting in different manners to manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share
Limited), (10) Miss Rinnapa Kunawatsatit, (11) Mr. Patinya Dheva-aksorn, (12) Mrs. Kingkarn Smitananda, and (13) Mr. Praphol Milindachinla. The said persons cooperated by acting in different manners to
), (10) Miss Rinnapa Kunawatsatit, (11) Mr. Patinya Dheva-aksorn, (12) Mrs. Kingkarn Smitananda, and (13) Mr. Praphol Milindachinla. The said persons cooperated by acting in different manners to
November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid