listed companies’ financial statements, being an auditor for non-listed companies’ financial statements, and being responsible for managing and supervising their audit firms’ quality control system for
more than four persons, at least two of whom must have experience managing listed or securities firms and none of the prohibited characteristics. Their participation in the issuance of rules and
Minister of Finance upon the Selection Committee’s consideration, at least two of whom having experience in managing listed or securities firms. The expert members shall each hold office for a four-year term
investment experience in the foreign markets. Conversely, qualified foreign firms were also allowed to raise funds and get listed in the Thai market. In carrying out these tasks, the SEC has closely
results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been
would be evaluated before the acceptance of any non-audit services. One of the important tools used by several audit firms is the development and maintenance of databases for managing client lists
ensure business continuity and prevent damage caused by deficient information security ?Currently, operating business of listed companies no longer deals with economic prosperity alone. Rather, managing
include: - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director; - extending the periods for
on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund
shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or