system to monitor its personnel, getting involved in the operation of the REIT, [i] to have appropriate qualifications in accordance with the nature of the work allocated to them and [ii] to carry out the
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
in becoming the wealth advisor.The wealth advisor may choose to carry out the wealth advice services according to its business model within the scope of the license obtained and must have the
disclose how they carry out the wishes of their clients with respect to each principle of the Code that is relevant to their activities. 12. Signatories are encouraged to review their policy statements
. “How to Invest in the Time of COVID-19” 2. “A Way Out for Debtors: Face the Debts and Ready to Repay” 3. “How to Manage Life Insurance during COVID-19 Situation” 4. “A New Normal: Financial Behaviors
holders/ beneficiaries. By signing this letter, Company/ Organisation Name declare our adoption of the following Principles set out in the I Code issued by the Securities and Exchange Commission of Thailand
letter, The Fund declares our adoption of the following Principles set out in the I Code issued by the Securities and Exchange Commission of Thailand, and our commitment to implementation consistent with
declares our adoption of the following Principles set out in the I Code issued by the Securities and Exchange Commission of Thailand, and our commitment to implementation consistent with our role and
payment out of the fund to the employee in accordance with the rules and procedures provided in the fund’s articles and as prescribed by Section 23/1, and such payment shall be made in one lump sum
terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed