. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and
, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in order that the trustee shall manage such
that the trustee shall manage such property for the benefit of beneficiaries. This meaning includes a document showing the intention to create trust whereby a settlor and a trustee are the same person
, with trust and confidence in order that the trustee shall manage such property for the benefit of beneficiaries. This meaning includes a document showing the intention to create trust whereby a settlor
, former SECC chairman responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC?s money. This case is in the process of inquiry by the
and entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint
entrusted to manage company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special case prosecutor official. SEC Act S.315 Criminal Complaint Filed with an
Services Plc. (SECC) responsible for the operation of the company and entrusted to manage the company assets, in defrauding and embezzling SECC’s money. This case is in the process of inquiry by the special
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
securities and futures industry; and to assist the Financial Secretary in maintaining Hong Kong's financial stability. The SEC was established under the Securities and Exchange Act B.E. 2535 (1992). The SEC