positions in a company whose license is denied or revoked, or whose license application is withdrawn, or whose record shows participation in or support of wrongdoings of companies liable to operate a
gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions
specifies the standard action whereby all parties suffering damage from wrongdoings of the same facts and legal issues become members of a class action automatically except for those who choose to opt out
of wrongdoings as follows:1. Falsifying revenue worth totaling 34 million baht in POWER?s financial statements for the year 2004. From investigation, there was a reasonable ground to believe that the
trade such shares. In addition, trading orders were matched to benefit the same persons. Prayuth, Naruephol and Ladda aided the wrongdoings by using their own accounts to manipulate METRO and TUCC share
Information Transmission System. Such misconduct was in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the
) in August 2018. The misconduct of the four current and former executives and directors* is https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9289 SEC instructs MORE to clarify information
solicitation attracted investments from the public at a total amount of 10 million baht.Such misconduct of Marnfah Group and Lederer (Thailand) above was liable to public offering of securities in the category
misconduct occurred. Following the inspection report of Globlex Securities Company Limited, the SEC further probed into the case and found that {A} convinced a client to trade securities and derivatives. He
February 2014 before the information became publicly known on 28 February 2014. Such action was deemed taking an unfair advantage of other people.Chai?s misconduct was in violation of Section 241 and liable