– (a) the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer
project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee
principal bankers to the extent the issuer has a continuing relationship with such entities; b. sponsor for listing or issue manager to the offer; c. underwriter to the offer; d. legal adviser to the offer; e
extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer, if any; and (d) the legal advisers to the
) dated 2 June 2017 (effective from 16 June 2017). 4 (a) whether the chief financial officer has work experience which is directly beneficial to the applicant’s operation and the duration of such work is in
registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; b. sponsor
licensing manual on digital asset businesses has been created in compliance with the Licensing Facilitation Act B.E. 2558 (2515) to clearly specify the process and duration for considering application
manual on digital asset businesses has been created in compliance with the Licensing Facilitation Act B.E. 2558 (2515) to clearly specify the process and duration for considering application approval and
จัดการกองทุนรวมดังกล่าวไม่เป็นไปตามโครงการจัดการกองทุนรวมที่ได้รับอนุมัติจากสำนักงาน โดยมีการดำรงอายุเฉลี่ยคงเหลือของตราสารหนี้ที่กองทุนลงทุน (portfolio duration) เกินกว่าที่ประกาศและโครงการกำหนด พ.ร.บ
เชื่อเพื่อธุรกิจหลักทรัพย์ พ.ศ. 2555 คณะกรรมการกำกับตลาดทุนออกข้อกำหนดไว้ดังต่อไปนี้ ข้อ 1 ꃂ ᬀ⌎『Ď㈎⠎ᤎ㔎䤎䌎⬎䤎䌎䤎ᨎㄎЎㄎᨎᔎㄎ䤎䄎ᔎ䠎✎ㄎᤎᜎ㔎䠎 䀀ℎ⤎㈎∎ᤎḀ⸎⠀⸎ ㈀㔀㔀㜀 䀀ᬎ䜎ᤎᔎ䤎ᤎ䐎ᬎ䀀✎䤎ᤎ䄎ᔎ䠎㰎⼀瀀㸀ഀ㰀瀀㸀⠀⤀ 숀 ข้อ 42(8