Determination of an Additional Type of Securities
Additional Types of Securities (No. 9)
or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the applicant. In
to comply therewith in all respects. In this regard, I would be pleased to provide additional information upon the SEC Office’s request for the benefit of the application consideration and the
to comply therewith in all respects. In this regard, I would be pleased to provide additional information upon the SEC Office’s request for the benefit of the application consideration and the
Determination of Additional Types of Securities (No. 8)
applicant to fix or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the
copy Photocopy: 0 copy - (Unofficial Translation) 5 Step Type / Number and Additional Details (if any) Issued by Governmental Agency Remark: Signature of the leader and the authorized person of the audit
audit firm as per Form 61-3F provided on the website of the SEC within 30 days as from the last day of serving the previous audit firm. (2) Additional duties of audit firm's leader
30 days as from the last day of serving the previous audit firm. (2 ) Additional duties of audit firm's leader: performing audit works with accountability in accordance with the