disclosed to the public. Mrs. Usuma and Miss Thitirat rendered assistance to his commission of the offense. 31/10/2023 The Civil Court delivered a judgement that the defendant had committed an offense

February, 2016 through the securities trading accounts of Mrs. Usuma by using material information which has not yet been disclosed to the public. 31/10/2023 The Civil Court delivered a judgement that the

a judgement that the defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to

judgement, transactions that were not in the normal course of business, and accounting transactions that required professional skepticism, the SEC found deficiencies in the inadequate gathering of audit

final judgement in an offense concerning property , only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage https://publish.sec.or.th/nrs/6529se.pdf -ร่าง

one party with the other, or by the court with either or all parties, from the date of filing the charge with the court to the date on which the court issues the final judgement. Clause 3 The

in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while

qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic

supervision 2.6 Quality Assurance & Review  Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have

complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation