Sonthaya had made trading decisions on behalf of her client without authorization. Her conducts were deemed interference with client assets in contravention of Clause 11 (2) of the Notification of the Office

orders without client authorization are deemed interference with clients assets and unprofessional duty performance without clients best interest in mind. Such misconducts may cause damage to clients and

to function as an investor contact and was then working as a marketing officer at Capital Nomura Securities Public Company Limited, had a significant involvement in the share manipulating scheme

supervision would expand to cover additional entity types under the SEC regulations; (2) Define clear roles, responsibilities and involvement of the board of directors, including the governance body, to ensure

involvement in the skytrain contract that they have allegedly operate railway systems or obtaining concession without the Interior Minister?s authorization. Then on January 16, 2013, the DSI set to summon some

persons are required to submit written explanation to the SEC within 7 business days while the appropriateness of Vijit Supinit involvement will later be considered.

development to support digital transactions in securities, and new fundraising channel through crowdfunding, etc. We believe that our involvement in this event will give Thai capital market more opportunities

IMPACT MEASUREMENT AND MANAGEMENT WITH THE IMPACT LAB • Most UN Agencies describe impact as positive and negative, primary and secondary long-term effects produced by a development intervention

authority's intervention.? ?Restructure the Stock Exchange of Thailand (SET) to focus on commercial oriented with greater flexibility as well as to allow participation of other parties to operate the SET

companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a