Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of technology, such as provision that requires business operators to disclosure its financial statements to...
Rules in Detail related to Proprietary Trading of Intermediaries
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries