Miss Nilubol Kreuanoparat Miss Nilubol Kreuanoparat, the former TSF’s chairman of the audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor within

Air Chief Marshal Orranop Menaruchi Air Chief Marshal Orranop Menaruchi, the former TSF’s audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor

Lieutenant General Anumontri Vattanasiri Lieutenant General Anumontri Vattanasiri, the former TSF’s audit committee failed to report the result of preliminary inspection to the SEC Office and the

.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that

trading orders, effective from January 19, 2013.The SEC found from its routine inspection that {A} had failed to record her investment advice and a client's securities trading orders for 14 days as

announced at the ASEAN Audit Regulators Group (AARG)'s 5th annual Audit Inspection Workshop held in Kuala Lumpur from 21 to 22 February 2017. The Workshop also saw AARG embark for the first time, on a long

information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit

trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain

audit firms in the capital market to disclose firm inspection reports on SEC website SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit

คุณภาพงานสอบบัญชีของบริษัทจดทะเบียน ในงานสัมมนาประจำปี ASEAN Audit Regulators Group (AARG)?s 5th Annual Audit Inspection Workshop ซึ่งจัดขึ้นในวันที่ 21-22 กุมภาพันธ์ 2560 ณ ประเทศมาเลเซียการกำหนดเป้าหมาย