shall, in compliance with the rules specified in the notification of the Capital Market Supervisory Board, prepare and keep account of such advances. The item and amount of asset as indicated in the
, it shall, in compliance with the rules specified in the notification of the Capital Market Supervisory Board, prepare and keep account of such advances. The item and amount of asset as indicated in the
indicated by the SEC, otherwise, the SEC will conclude that the applicant does not intend to file the application. If the application form and supporting documents are complete and correct, the applicant is
complete or not. If there is any incomplete application form or supporting documents, the applicant must submit additional documents to the SEC within a period indicated by the SEC, otherwise, the SEC will
maintenance margin in respect of any derivatives position, the amount of the initial margin and maintenance margin for such position by contract shall be indicated; (2) The market price of derivatives contract
derivatives position, the amount of the initial margin and maintenance margin for such position by contract shall be indicated; (2) The market price of derivatives contract at the end of business day; (3) The
this Notification: (1) “administrative proceedings” means proceedings related to consideration on administrative sanction; (2) “administrative sanction” means administrative sanction specified under law
indicated; 3. the market price used for comparing with the offering price and the exercise price of warrants, including calculation methods; 4. in cases where the offering price is specified, prospective
investment as specified in the notification of the SEC. "listed securities" means registered or authorized securities for trading in the Securities Exchange. 3 indicated amendment by the Securities and
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.