practices on personal data protection in compliance with the Personal Data Protection Act and supporting the issuance of subordinate rules and regulations under the Act which will be effective in 2021
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a continual basis from 2015 to 2017; (2) managing private funds without taking the cli...
applicant personal information - foreign auditor (normal)
“PDPA Award 2020” on personal data protection will send a positive signal to motivate organizations to take up this matter with utmost care like what they have already done in context of good
Applicant’s personal record and audit firm’s record – fast track
executives who have performed their duties with care and loyalty and more severe penalties may be imposed on directors or executives who commit a fraud. Q: In case where the board of directors hires an
Audit Firm Name: Subject : Ethical Requirements Prepared by Date INDEPENDENCE, INTEGRITY AND OBJECTIVITY: A. Independence Procedures Checklist: Obtain a copy of the firm’s documented ethics
Utilities 23,323.60 7 09 Media and Publishing 10 Finance and Securities 17,157.60 8 11 Foods and Beverages 7,250.00 3 12 Health Care Services 13 Tourism and https://dividend.sec.or.th/stat-report
Media and Publishing 10 Finance and Securities 17,157.60 8 11 Foods and Beverages 7,250.00 3 12 Health Care Services 13 Tourism and https://dividend.sec.or.th/stat-report/OFFER_DEBENT_EN.xlsx
responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated