MR. CHAMROEN PHOTHIYOD MR. CHAMROEN PHOTHIYOD 19/11/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a
information necessary for decision making.?The key points of change include the requirement for the fund title and the advertisement warning to clearly state that returns are not guaranteed and pre-maturity
documentation of risk assessment process (the risk profile tables) in excel format. The risk profile shall include (1) quality objectives (2) quality risks and (3) responses for all relevant elements of TSQM 1
resolutions as follows; 1. Determined the schedule of the Extraordinary General Meeting of the Shareholders No. 1/2017 (“EGM No. 1/2017”) on Monday, November 13, 2017 at 2.00 p.m., which will be held at 3rd
Settlement Committee. Mr. Somchai paid the fine as determined by the Settlement Committee order no. 8/2016, March 16, 2016. This case is regarded as settled. SEC Act S.243(1) in conjunction with 244 and
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil
conceal the identity of the account user. 27/02/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary
identity of the account user. 27/02/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
identity of the account user. 27/02/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of