ใหดําเนินการทบทวน และปรับปรุงขอมูลของลูกคาทันที (3) ในกรณีท่ีไมสามารถตดิตอลูกคาเพื่อทบทวนและปรับปรุงขอมูลของลูกคาได (inactive account) ผูประกอบธุรกิจตองทบทวนและปรับปรุงขอมูลของลูกคาในโอกาส
suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after investment or entering into
them. Such disclosures should: a) be linked to the company’s business model; b) be genuinely informative and include forward-looking elements where this will enhance understanding; c) describe the
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after
that the client would realize the importance of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary; (5) informative disclosure or
of our study is not on skills or fund performance per se but rather on the potentially informative signal that could be learned from their investment choices, which is observable to the public. In
strings are slightly correlated with future growth, I provide another conjecture about a relation between risk and a string. I expect that a shorter earnings string is equally informative with regard to
workshops received positive feedbacks for their informative and educating elements and practical adaptation in actual situations. In 2017, key training sessions and seminars for stakeholders included the