practical guidelines without imposing obstacles for business operators, the SEC has now issued four notifications of regulations concerning the collection, disposal and allocation of REIT assets, with the
illegal or inappropriate business; (2) Allowing borrowing of up to 50 percent of the total asset value of the scheme (compared to 10 percent for property fund); (3) Imposing an investment limit of 50
the period of ten years. Owing to the fact that Nakul?s approval as fund manager was expired and he has not been in the capital market business recently, instead of imposing revocation order, the SEC
operators, as well as prevent systemic risk, without imposing unnecessary burdens on business operators. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=993 and the
circumstances or hinder businesses or livelihoods, thus imposing unnecessary burdens on the public.
exceeding the maximum fines rate as specified by law for each act. Division 3 Imposition of Administrative Sanction Clause 15. An order imposing administrative sanction shall be in writing and shall state
. Throughout the process of consideration for imposing administrative orders on the licensee mentioned above, the SEC Board had fully taken into account the company’s petitions for justice submitted to the
balance between facilitating business operations and fund raising and providing appropriate level of investor protection without imposing undue restrictions on their investment choices.?
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
imposing a temporary closure of certain premises including the restaurants which are allowed to sell take- away only effective from Mar 22, 2020 As a result, the revenue from sales and services dropped