Audit Firm Name: Subject : Leadership Responsibility Prepared by Date LEADERSHIP RESPONSABILITIES FOR QUALITY WITHIN THE FIRM Particulars Reference / Guidance Notes Description 1 Who is the ultimate

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reporting Challenges remain in several SDGs Considerable environmental costs, not sustainable going forward Specific guidance needed on measuring and reporting social and environmental impacts Rationale for

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Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective Investment Schemes จึงขอเปิดโอกาสให้บริษัทหลักทรัพย์และผู้ประกอบธุรกิจ http://law.sec.or.th

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for Incorporating ESG Considerations into Corporate Interactions; BlackRock “Key Questions by Sector" Page 49-52​ ICGN Guidance on Integrated Business Reporting Part 4: Company and investor dialogue

Questionnaire A.0 Risk Assessment Process for Relevant Ethical Requirements element Firm's Reference /Guidance Notes Description 1 What are the quality risks in ethical requirement element that the