SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
may be liable to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) REALASSET (RACOIN)(2) CTE Token by CT Online Services (Thailand) Co., Ltd. (3) CXA by
Reporting Person : - | Type of securities : - | Date of reporting obligation : 27/01/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 07/02/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 02/02/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 02/02/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 14/10/2002
Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/05/2005