to restrict its business expansion or cease its operation, or in the process of rectifying its operation by the order of the Capital Market Supervisory Board or the Office under Section 141, Section
operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its operation, or not being ordered by the Securities and Exchange
five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its
; Right to erasure: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict the use of your personal data for
are made directly to financial data through means other than application transactions. Systems are not adequately configured or updated to restrict system access to properly authorized and appropriate
. Right to erasure: You have the right to request the SEC Office erase your data for certain reasons. Right to restriction of processing: You have the right to restrict the use of your personal data for
the list of business participants in the Public Empowerment through Capital Market Knowledge Initiative in Q1/2024 SEC collaborates with government agencies to restrict access to unlicensed digital
available to pay debt securities holders; b. provision requiring the issuer to maintain certain financial ratios; c. provision that restrict the issuer from creating additional debt under certain conditions
ทรัพย์สินของกองทุน (transaction cost) เคร่ืองมือในกลุ่มนี้ เช่น swing pricing, anti-dilution levies, redemption fee เป็นต้น 2. กลุ่ม restrict access to investor capital มีวัตถุประสงค์เพื่อชะลอการเทขาย