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Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment consultants after a hearing on the principles for revisions of approval regime was launched earlier. This aims at elevating standards of professions and allowing opportunity for the increase of new market personnel in Thai capital market to better accommodate investors? diverse needs. The proposed rev...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5130

SEC hearing on revision of rules regarding baht bonds

Bangkok, January 19, 2009 ? The SEC is conducting a public hearing on the revision of rules governing debt securities offerings by foreign issuers until January 31, 2009.To facilitate and reduce costs of fund mobilization across ASEAN, the SEC is considering a revision to the rules on the offering for sale of debt securities by foreign issuers (baht bonds) in Thailand, with the adoption of common standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offer...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2718

SEC instructs GIFT to clarify the reasonableness of the acquisition of assets and investment, a material offering of newly issued shares regarded as a related party transaction and the

. Additionally, RS will purchase existing GIFT shares from a major shareholder by the name Mr. Surachai Chetchotisak and a company related to him, which will result in RS holding 49.99 percent of GIFT shares.The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11306

Thai Climate-related Risk Management for Asset Managers

Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center

https://www.sec.or.th/TH/Pages/MARKETDATA/CLIMATERISKMANAGEMENT.aspx

SEC allows securities allotment to related persons of issuing companies

Bangkok, October 13, 2014 ? The SEC allows allotment of newly issued shares in an IPO to related persons of issuing companies up to 25 per cent of total number of shares offered. For offering of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5628

SEC amends regulations related to digital asset custodial wallet providers

On 10 November 2023, the SEC Board Meeting No. 15/2566 passed a resolution approving a regulatory review on the supervision of digital asset custodial wallet providers. The approval included granting an exemption to the case where the custodial services provided by digital asset issuers, which involves keeping only the issued digital asset on behalf of their clients, does not fall within the activity of a digital asset custodial wallet provider under the law. This decision aligned with the inten...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10515

Microsoft Word - 2019-08-19_Notification for Resolution of BOD 10-2019 regarding the Acquisition and

Microsoft Word - 2019-08-19_Notification for Resolution of BOD 10-2019 regarding the Acquisition and Disposition.docx -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol Building

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201908/19082373.pdf

SEC revises regulations regarding for preventing and managing the conflicts of interests in investment management businesses

business.Furthermore, the revision of regulations regarding the prevention and management of conflicts of interests is an important policy towards investment business operation and is also one of the pioneer programs

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8679

SEC public hearing on draft regulation regarding new technology in customer service

draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8658