(s) (i.e. relevance, materiality), the motivation for the SPT(s) (i.e. ambition level, consistency with overall strategic planning and benchmarking approach), the potential change of bond financial and
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
disclosure and risk warnings on such issues to ensure consistency and proper conduct by DA operators. The essences are as follows: (1) DA operators must disclose the risks on their financial condition
To enhance clarity and consistency with the current business practices of the private sector, the SEC has issued regulations revising the characteristics of “bills” deemed as “securities,” which
, and alignment with such criteria is normally tested by qualified, accredited third parties, which may verify consistency with the certification criteria. 4. Green, Social, Sustainability and
center. Meanwhile, the objective of the revision to the regulations related to application for securities registrar license is to ensure consistency with current situations. The essences of the draft
consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed
The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current
technology and innovation strategies. The SEC monitors factors which may affect the reliability and stability of the capital market as a whole, including systemic risk, and collaborates with other financial
comprises strategies for capital market reform with the core objectives of strengthening the market foundation and reliability and building on its role as the country’s major economic driver conducive to both