Facebook page ชื่อ Stock Funds : Unlicensed securities and derivatives business (Disclosure Date : 27/02/2024)

Facebook Page ชื่อ Trading Funds : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)

Facebook Page ชื่อ Sustainable funds : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2023)

)  Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2)  Reviewing regulations to be up-to-date and consistent with other regulations on other types

The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.   In this regard, SEC has reviewed regulations on the operation of investment management business as presc...

Bangkok, September 20, 2016 ? The SEC has amended the rules governing the advertisement and disclosure of information on trigger funds to facilitate investors? thorough understanding of the key

Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with

Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol

 Bangkok, April 16, 2014 ? The SEC is seeking public comment on easing rules on derivatives investment of accredited investor funds (AI funds), where all unitholders are institutional investors or

Facebook Page ชื่อ National Funds and Stocks : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)