allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers
performing their duties dishonestly by proceeding for T.U. Dome Fund to pay to Bania Co., Ltd. 10.4 million baht for the turnkey contract of construction and improvements of certain areas in T.U. Dome Fund
. Dome Fund to pay to Bania Co., Ltd. 10.4 million baht for the turnkey contract of construction and improvements of certain areas in T.U. Dome Fund assets, which was, however, incorrect and caused damage
improvements of certain areas in T.U. Dome Fund assets, which was, however, incorrect and caused damage to the Fund. Furthermore, they falsified documents and evidence concerning money withdrawal to mislead
fraudulent acts and the receipt of a certain amount of bill of exchange (B/E) sale money. This case is under consideration of the public prosecutor. SEC Act S.307 308 311 312 in conjunction with 315 and
and (2) Mr. Sunchai Intarauksorn, former deputy managing director and executive director, in executing certain financial transactions through her own bank account. This case is under consideration of
เสวนา 4 หัวข้อ ได้แก่(1) Vision Quest: New frontier of capital markets and emerging trends โดยจะนำเสนอภาพรวมของตลาดทุนยุคดิจิทัล ความท้าทายต่าง ๆ และโอกาสที่มาพร้อมกับการใช้เทคโนโลยีที่เพิ่มขึ้นรวมถึง
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record