The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets....

bond does not specify a redemption period and thus may require that investors hold such bond longer than general debt securities.    Additionally, SEC aims to enhance the efficiency of the sale process

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism

During the joint meeting held at the SEC Building yesterday, the SEC, led by Secretary-General Pornanong Budsaratragoon and the management, and the SET, led by President Dr. Pakorn Peetathawatchat and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in securities. This is to ensure fair treatment between retail investors and foreign institutional investors ex...

association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market

the Cabinet on 29 October 2019. Thailand was the first country in Asia to be able to push for the said plan of action.The implementation of the guiding principles framework is consistent with the

The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund