challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s
that govern trading on its facilities is therefore an important element of the corporate governance framework. What traditionally were called “stock exchanges” today come in a variety of shapes and forms
1 ผลการรับฟังความคิดเห็นจากผู้ท่ีเกี่ยวข้อง (hearing) หลักการ เร่ือง การยกเว้นให้การเผยแพร่บทวิเคราะห์ ภายใต้ ACMF Professional Mobility Framework ไม่เข้าข่ายการเป็นท่ีปรึกษาการลงทุน 1. การรับฟังความ
establishes a framework for the mutual recognition of the product knowledge examinations required for market professionals dealing with securities and collective investment schemes in Singapore and Thailand
establishes a framework for the mutual recognition of the product knowledge examinations required for market professionals dealing with securities and collective investment schemes in Singapore and Thailand
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
In March 2018, ACMF launched the ACMF Professional Mobility Framework to contribute towards investment consultation and analysis on cross-border products in ASEAN region which will facilitate
in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well
comprehensive set of actions by the ASEAN + 3 countries (China, Japan and Korea) in two broad areas: facilitating access to the market through a wider variety of issuers and enhancing market infrastructure to
-making • applying IMM framework and tools to measure and report their sustainability contributions per SEC’s One Report requirement. Structure of the SDG Guidebook3 Understanding the SDGs, Impact and IMM