ordinary shares to any person or subscriber if such offer for sale or allocation will, or may result in: (a) a violation of any laws, rules or regulations of the Kingdom of Thailand or of any other countries
, SET will partner with IAA, SEC, and securities firms that have joined the project. This collaborative effort reflects how each party is committed to taking part to drive the Thai capital market toward
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been
SEC Secretary-General Ruenvadee Suwanmongkol said that supporting small and medium-sized enterprises (SMEs) to access financial instruments in the capital market is one of the factors that readies
investment discipline among working-age population by conveniently investing at least 1,000 baht a month to ensure that the savings last through their retirement years. The Project aims at promoting Thai
service in many forms which can be accessed via SEC website. The data can be downloaded through SEC API. Open data and the API allow for enhanced data access. In the past, the provision of such
Commerce. According to the study, the recording of accounting transactions by listed companies in Thailand can be further improved. The study also reveals that most audit adjustments occurred from the
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
Office” means a securities company’s branch office in Thailand that provides services through computer and limit its services to the scope set forth in Clause 7. Chapter 1 Full-service Branch Office and