on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under
be prohibited from soliciting money, gifts, or favors from anyone with whom the CRA does business and should be prohibited from accepting gifts offered in the form of cash or cash equivalents or any
that owns a trading instrument issued by a rated entity or obligor 2.16 A CRA employee should be prohibited from soliciting money, gifts, or favors from anyone with whom the CRA does business and should
to speed up the account opening process for investors and supports the SEC Strategic Plan in the area of investor base expansion to allow the general public to access services and capital market
more efficient.SEC understands the benefits of encouraging the intermediaries to do e-KYC. Not only e-KYC is effective methods, but it also supports clients that have changed themselves to digital
SEC-registered auditors for the growth of Thai capital market in future. SEC will cooperate with the Thailand Federation of Accounting Professions in respects of supports for auditors, such as
-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital
exercise their voting rights more effectively. ?Guidelines for shareholders? meeting? supports shareholders by giving suggestions and examples on the matters which should be considered or questioned at
sustainable development. The NHRC therefore encourages, supports and shares knowledge and understanding of the UNGPs and raises awareness of the importance of respect for human rights in business operation. We