and where the audit firms were ineffective in monitoring their staff’s compliance with the ethical requirements. 5. Engagement performance In the SEC’s firm-level reviews of audit firm’s compliance with
the deficiencies found at both levels are a result of a few factors, such as shortage of human resource within the profession, improper job assignment, an audit planning that failed to respond to
Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply
Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the audited financial statements for the year 2015, the annual registration
Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2016 and the reviewed financial
Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2015 and the reviewed financial
Polaris Capital Public Company Limited Polaris Capital Public Company Limited ("POLAR"), a listed company, failed to prepare and submit the reviewed financial statements for Q3/2019 through
Polaris Capital Public Company Limited Polaris Capital Public Company Limited ("POLAR"), a listed company, failed to prepare and submit the audited financial statements for the year 2019
Polaris Capital Public Company Limited Polaris Capital Public Company Limited ("POLAR"), a listed company, failed to prepare and submit the reviewed financial statements for Q1/2020
Polaris Capital Public Company Limited Polaris Capital Public Company Limited ("POLAR"), a listed company, failed to prepare and submit the reviewed financial statements for Q2/2020 through