Reporting Person : - | Type of securities : - | Date of reporting obligation : 28/10/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/03/2003
Management Name : Mr SUCHIN WANGLEE | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 17/02/2016
Management Name : Mr VIVAT CHARANVAS | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 12/10/2015
Management Name : Mr VIVAT CHARANVAS | Type of securities : Common share | Methods of Acquisition / Disposition : Receive | Transaction Date : 07/08/2017
Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in
services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the capital market
or provide services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the
complaint against 10 individuals with the Department of Special Investigation (DSI) on account of fabricating STARK financial statements, disclosing false information in the registration statement for
intention to conceal the fact and fabricating false evidence. She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses. Following a referral from