in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and
flexibility and clarity. The revisions include, for instance, allowing issuance of structured notes denominated in Thai and foreign currencies; harmonizing issuers? types and qualifications both in public
protection of investors’ rights in accordance with the relevant regulations governing the forms and risks of the investment products. The amendments also provide more flexibility and efficiency in meeting
aims at adding more flexibility to asset types, diversifying fund?s portfolio and calculating derivatives investment in line with international standards. In addition, the fund classifications will also
SHARE : SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection Wednesday 11 December 2019 | No. 180 / 2019 Bangkok, 11 December 2019
offices or branches of business operators in accordance with the Regulatory Guillotine to increase flexibility and streamline processes and operating burdens on the business sector. Essentially, the
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three
account, bond dealing, private repos and other investments. The Company’s DW business was significantly impacted by the extreme volatility of the Thai stock market during March 2020. The Company is a market
worth $25? Who drained $600 million from FTX? November 20 & 21, 2022 Some fundamental problems • Hidden assets and liabilities • Conflicts of interest • Extreme leverage, often secured by risky assets