ที่ออกโดยบริษัทที่ได้รับการจัดอันดับ ความน่าเชื่อถือในระดับที่ต่ำกว่า investment grade หรือไม่มี rating - โดยกรณีกองทุนรวมให้เปิดเผยสัดส่วน upper limit ที่ผู้จัดการกองทุนคาดว่าจะลงทุนใน กลุ่ม (ง) สำหรับ
whether or not the company (and its management) have complied and, if not, the extent of, and reasons for, non-compliance. (i) Governments in each country should adopt measures to ensure the independence
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
difference in the procedures to the extent that it will not materially change the work system and personnel provided in the application; (2) the rules and regulations of the derivatives exchange necessary for
understand the company well? Are we prepared to devote significant resources toward resolving this situation? In short, do we have standing to engage with this board? } To the extent there are multiple
. Rules and Periods for Report Submission of Securities Companies dated 18 May 1992 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that
. Rules and Periods for Report Submission of Securities Companies dated 18 May 1992 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that
. Rules and Periods for Report Submission of Securities Companies dated 18 May 1992 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that
part of a network under common monitoring policies and procedures: (a) Whether the firm receives the overall scope, extent and results of the monitoring process annually; and (b) Whether the firm is
พัฒนาการที่ดีขึ้นโดยมีรายละเอียดคะแนน เปรียบเทียบกับผลการประเมินประจำปี 2019 ดังนี้ การดำเนินการชี้แจงข้อมูลและข้อกฎหมายของสำนักงาน ด้านความรับผิดของกรรมการ ( Extent of director liability index) กฎหมาย