is or was [i] an unfair act or exploitation of investors in trading capital market products or [ii] a collusion or supporting such demeanors of other persons; (3) having a reasonable ground to believe
reasonable ground to believe that there is or was [i] a misconduct against duty or service with reference to loyalty and fairness, [ii] lack of responsibility or deliberation, [iii] exploitation of investors
] exploitation of investors or lack loyalty or practice on code of conduct as a professional specified by the SEC Office, associations, or agencies related to capital market approved by the SEC Office, or [iiii] a
concealment of facts that should have been notified explicitly in material matter that may affect the decision making of the shareholders, investors or connected persons; 3. unfair treatment or exploitation of
capital market whether under Thai or foreign law in the following matters: 1. engaging in any unfair activity or exploitation of investors in trading securities or derivatives; 2. undertaking a dishonest
deliberation as a professional, or [iii] a collusion or supporting such demeanors of other persons; (2) having a reasonable ground to believe that there is or was [i] an unfair act or exploitation of investors
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
เพื่อทราบถึงช่องโหว่ของระบบ (vulnerability scanning) และการใช้ประโยชน์จากช่องโหว่ (exploitation test) ทั้งนี้ ผู้ประกอบธุรกิจต้องจัดให้มีมาตรการควบคุมเพื่อให้กระบวนการทดสอบส่งผลกระทบต่อการปฏิบัติงาน น้อย
legitimate fund-raising instruments and protecting investors from fraud and embezzlement, as well as preventing the exploitation of digital assets to facilitate illegal transactions. The two laws, coming into