custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
of financial statements (for example, reporting requirements on directors’ and executives’ securities trading and penalty measures on misuse of inside information, etc.) 9.6 Auditor remunerations
disclosure of financial statements (for example, reporting requirements on directors’ and executives’ securities trading and penalty measures on misuse of inside information, etc.) 9.6 Auditor remunerations
comparing with the quarter ended June 30, 2017 increased from THB 46.56 million to THB 82.00 million or increased THB 35.44 million or 76.12% because the Company got the revenue from the exploitation of
was a securities purchase that took advantage of a material, non-public fact that influenced the securities price, which was deemed an exploitation of third parties and liable to the offences under
financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
goods and products. The payers and receivers of digital assets in this manner have to accept all risks involved, including volatility of the value of digital assets, cyberthefts and misuse of digital
asset custody. The proposal also aimed to determine requirements for digital asset business operators who function as a digital wallet provider to prevent misuse of digital assets as a tool for committing