with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and
integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and diligence; 2 (3) management and
suitable for the industry combined with specific skill in business development in growth potential such as Grocery Chain Store will benefit ICUK going forwards. For the first 9 months in 2018, revenue from
แบ่งปันประสบการณ์และให้ความรู้พื้นฐานและเสริมทักษะชีวิต (life skill) ด้านการจัดการและบริหารการเงินของตัวเองให้ดีกว่าที่เคย การออมและการลงทุนที่เหมาะสม รวมถึงการสร้างภูมิคุ้มกันทางการเงินที่แข็งแกร่ง กับ
should adopt reasonable measures designed to ensure that it has the appropriate knowledge and expertise, and that the information it uses in determining A-6 credit ratings is of sufficient quality and
Governance Attributes Board Committee Characteristics 1) Board Size 2) Board Independence 3) Board Duality 4) Board Meeting Audit Committee Characteristics 1) Audit Committee Size 2) Audit Committee Expertise
appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences
, driven by new business models that enable them to reach a mass market. Despite their technical expertise, these companies are unable to enter the market because of regulatory hurdles. Therefore
August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business
adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk