and services. The SEC is therefore proposing to amend the regulations on the appointment of directors and executives of intermediaries. On 19 April 2022, the Capital Market Supervisory Board Meeting No
Bangkok, 23 January 2024 – The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of
Reporting of Interests of Directors, Executives and Related Persons
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Determination of Untrustworthy Characteristics of Company Directors and Executives
the third party who is not a related person and has no relationship with the directors and/or the executives of the Company and/or major shareholders including those who are related to this person
to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives
Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies