sophisticated investors capable of protecting their own interests and knowledgeable of the issuing company?s information. This rule revision will streamline offering procedure and reduce fund mobilization costs
misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person. Moreover, he
account owner. Meanwhile, Patcharee took trading orders from an unthorized person. Nattapon?s misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading
total units sold, a trustee shall not conduct or allow to execute the transaction arising conflict of interest with REIT. Clause 4 This Notification shall come into force as from 1 September 2014
decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the audit of the financial statements for Q3/2016 on the basis of (1
make decisions for their own investments. Investor contacts are only allowed to provide information, give advice based on their securities company?s analyses and execute trading orders upon investors
platform for bond profile listing whereby investors interested in trading securities must execute transactions on the Thai Bond Market. Interested and well-prepared companies may apply for listing on
) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading
, conditions, and/or agreements, and execute the relevant agreements within April 2019 such as Share Purchase Agreements regarding the shares to be sold and purchased, Shareholders’ Agreement regarding S -TREK
., Ltd., whose shares are held by the Company’s major shareholder, has agreed to execute the following agreements with the Company (representing execution of the lease agreement in continuation of the