suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after investment or entering into
them. Such disclosures should: a) be linked to the company’s business model; b) be genuinely informative and include forward-looking elements where this will enhance understanding; c) describe the
auditor rotation requirements into account, it is evident that the audit firm should establish at least four partners or equivalent to meet the rotation requirements within the firm. Statistic as at 31
normalization of the Federal Reserve’s balance sheet, the impact of which will be more evident this year, will likely contribute to occasional volatility in capital flows, prompting businesses to manage their
TRANSLATED VERSION As of June 3, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), Sec...
be added as Section 160/1 of the Securities and Exchange Act B.E. 2535: “SECTION 160/1 In the case where it is evident to the members under Section 158 that the operation of the Securities Exchange
, as evident in the recent emissions scandals. Although there is scope to improve international regulatory standards by the US EPA and the EU Commission, this will take time and therefore, the use of a
of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after
that the client would realize the importance of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary; (5) informative disclosure or
that the client would realize the importance of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary; (5) informative disclosure or