. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces
? account to authorize securities transfers to the accounts of her related persons. In so doing, she filled in her own telephone number on the securities transfer form as the transaction confirmation number
Confirmation on Blockchain) ซึ่งนำกระบวนการการออกหนังสือรับรองทางการเงิน (Bank Confirmation) มาพัฒนาร่วมกับเทคโนโลยี Blockchain เพื่อเข้ามาสนับสนุนการทำงานของผู้สอบบัญชีและธนาคารในการตรวจสอบบัญชีของบริษัท ซึ่ง
consultation to clients shall comply with the regulations under Chapter 4; (4) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (5) provisions of
consultation to clients shall comply with the regulations under Chapter 4; (4) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (5) provisions of
management relating to securities investment or securities analysis for at least three years within five years prior to the date of submission of documents or evidence as proof of having such experience; (3
management relating to securities investment or securities analysis for at least three years within five years prior to the date of submission of documents or evidence as proof of having such experience; (3
, risk management relating to securities investment or securities analysis for at least three years within five years prior to the date of submission of documents or evidence as proof of having such
securities analysis for at least two years within five years prior to the date of submission of documents evidence as proof of having such experience; (3) being a manager of the management company or holding
submission of documents evidence as proof of having such experience; (3) being a manager of the management company or holding any position from second to manager down to department director who take