board should apply high ethical standards. This should be supported by a code of ethics that is disclosed by the company. Independent board members should review and oversee decisions on matters likely
operators with good compliance records and ethical conducts, a fast track scheme for granting approval on application to open new branches or issue new products has been used. Moreover, securities companies
established by the IFAC shall apply; (2) having certified public accountants whose licenses are still valid or are not currently suspended nor revoked by the ethical standards committee under the law governing
reporting requirements in Thailand ESG performance disclosing progress towards attaining sustainability and maintaining ethical standards in ESG criteria. 8 's 2021 report: the ‘56-1 One’ requires disclosure
examines operation of securities company. Investors can count on securities companies as they comply with ethical business conducts with a view to building Thai capital market as a truly effective
Thai capital market.?Adopting the global trend of ethical and responsible investment management and protection of clients? interest, the I Code consists of seven principles, two of which have already
กำหนดด้านจรรยาบรรณที่เกี่ยวข้อง (Ethical requirements: ER) พบว่าสำนักงานสอบบัญชีบางแห่งปฏิบัติตามข้อกำหนดด้านจรรยาบรรณยังไม่เพียงพอและเหมาะสมหลายด้าน เช่น กระบวนการตรวจสอบความเป็นอิสระไม่เพียงพอ โดยพบ
, and dedication and contributing value of the directors. 1. Retainer Fee Monthly retainer fees offered to Non-Executive Directors (regardless of the meeting frequency) should take the following 3 factors
and approval To motivate the personnel’s dedication to their work, to enhance the employees’ spirit of ownership in their organisation and to ensure the efficient and sustainable growth of business
securities for herself or others, (4) interferance with the client's asset by withdrawing and transfering the client's securities, and (5) breach of ethical and professional code of conduct prescribed by the