manipulation cases to the public prosecutor for civil lawsuits against nine offenders SEC files a criminal complaint against Zipmex and its former director and CEO for disseminating or certifying information
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
shareholder’s equity of the securities company. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge by law, and has no records on offences relating to unfair securities
after the issuance of the latest financial statement, such increasing shall be calculated in the shareholder’s equity of the securities company. (3) not being incriminated or prosecuted under the criminal
SEC Board approves establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading orderliness measures SEC files a criminal complaint
clearer understanding. Dishonesty defined as the dishonesty as prescribed in Section 1 of the Criminal Code B.E. 2499 (1956) which means doing any act in order to procure, for himself or the other person
juristic person established in the form of a limited company, a public limited company, any other type of juristic person as may be prescribed by the SEC or the establishment of trust. A limited company, a
the establishment of trust. A limited company, a public limited company, any other type of juristic person as may be prescribed by the SEC or a trust to be established under the first paragraph shall
offer for sale of newly issued securities or an application for the establishment of a mutual fund under the law governing securities and exchange, and the category of person who will act as the special