creation of obligations in securities to ensure that investors receive essential, comprehensive, and sufficient information for investment decision-making. Moreover, additional legal measures would be in
proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows: (1) Requiring the auditors in the capital market to be affiliated with audit firms in the capital
statements and half-year financial statements to the SEC, and to disclose the annual audited financial statements on their official platforms of the funding portals; (2) To disclose essential
. Moreover, financial statements contains essential information for investors and shareholders in making informed investment decisions and monitoring the performance of listed companies. The SEC therefore
(Cyber Incident Management: The Board’s Essential Role)” เพื่อให้คณะกรรมการของบริษัทในภาคตลาดทุน มีความรู้ความเข้าใจเกี่ยวกับปัจจัยความเสี่ยงด้านภัยคุกคามทางไซเบอร์ รวมถึงแนวทางการบริหารความเสี่ยง การ
fees during February 1, 2000 - July 26, 2001. Their behaviors also indicated defrauding and deceiving the public by disseminating false information and concealing essential information through their
Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks
products that are essential in modern life and has been recognized for their market leadership and product innovation. The business comprises of eight production assets in the US, Europe and China, with a
. 38/2553 Rules for Custody of Customer Assets and Essential Details of Custody Agreement (Synopsis) 15/09/2010 01/10/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
essential information for investors and shareholders in making investment decisions and monitoring the performance of listed companies. The SEC finds no sufficient justification to approve JKN’s request