directors; h) appoint and, if necessary, remove the chief executive officer (CEO) and develop succession plans; i) align CEO and senior management remuneration with the longer term interests of the company
service providers undertake responsible practices and fair treatment of customers. Market conduct focuses on nine areas, including (1) responsibility of the Board of Directors and senior management in
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
business operation. Meanwhile, Senior Management ensures that policies, processes and systems for controlling, monitoring and reporting risks and capital are in place whereas segregation of duties and
from, or endorsed by, a member of senior management and/or the Board such as the CEO or Chairperson which sets out the organization’s net zero targets and metrics including the overarching principles
of the board of directors and the responsibilities of the senior management, (2) the fund product governance, (3) the criteria for selection of intermediaries/unit distributors and product
senior management • Integrate the risks into the existing enterprise risk management system • Conduct an in-depth climate risk assessment for risk prioritization Short-term Less than or equal to 1 year
, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish
, intermediaries shall perform as follows: (1) establish business continuity management policy (Business Continuity Management: BCM) which is approved by senior management and boards of directors; (2) establish
“Leadership Role and Sustainable Business” 01 March 2023 The Securities and Exchange Commission, Thailand (SEC), the UN Women Regional Office for Asia and the Pacific and the Thai Listed Companies Association